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Up North Financial, LLC

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Company: Up North Financial, LLC
Contact: Mark D Herman
Address: 223 E State Street Suite #200
City: Traverse City
State: MI
Zip: 49684
Phone: 231-929-9300
Fax: 231-929-9301
Email: MarkHerman@UpNorthFinancial.com
Website: www.UpNorthFinancial.com

About My Practice

Got Questions?  We Have Answers!

Our team of professional has over 65 years of combined experience, and has been providing federal employees, like you, with comprehensive, personalized financial and investment planning since 1991.  Up North Financial is a Registered Investment Advisory firm that provides on-going Fee-Based financial and investment planning services to help our clients achieve financial security and independence.  If you would like to receive a complimentary initial retirement and investment plan, please contact us today.  Thank you.

Offering Advice Since

1991

Areas of Specialty

Federal & Postal Employee Retirement Planning, FERS, CSRS, TSP
Comprehensive financial planning
Retirement planning
Investment planning and asset management
Budgeting and cash management

Licenses, Certifications, Education, and Affiliations

Designations: CFP®, MBA
Security Licenses:   S65
Education:  University of Chicago, MBA/Finance, University of Michigan, BS/Engineering, University of Arizona, Masters/Engineering
Investment Advisor Registration:  Yes
Associations & Affiliations:  Past President Rotary

Charges to Clients for Services

Fee for financial planning (initial, hourly, and/or retainer)
Fee based on percentage of assets managed
Complimentary Initial Financial and Retirement Plan

My Association with the Office or Firm

Owner/Partner

My Broker / Dealer Affiliation

Fidelity Investments as Custodian

DISCLAIMER: Users of the Financial Professionals Directory on MyFederalRetirement.com should be aware that this service is provided solely for informational purposes, and that those professionals listed in the Directory have requested to be included. No representations about the suitability of this information and these services are made or endorsed by My Federal Retirement (MFR). MFR makes no representations or warranties of any kind, express or implied, as to the information, content, materials or products, included on this site. If you choose to use this Directory to locate a professional to assist you with your financial planning needs, you may wish to independently verify whether such professional has met the licensing requirements necessary to provide such services in your state. In many cases a professional will provide you with a disclosure brochure for your review, as well as references. MFR has not verified that the professionals listed are properly licensed to transact business in any jurisdiction, or are qualified to provide financial planning services. Under no circumstances shall My Federal Retirement, or its parent company One Hour Marketing, its officers, directors, employees, or agents be liable for any direct, indirect, incidental, special, punitive or consequential damages that may result in any way from the use of any financial planner or professional, whether an individual or institution, listed in this directory or on the MyFederalRetirement.com Web site.

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