
| Company: | Up North Financial, LLC |
| Contact: | Mark D Herman |
| Address: | 223 E State Street Suite #200 |
| City: | Traverse City |
| State: | MI |
| Zip: | 49684 |
| Phone: | 231-929-9300 |
| Fax: | 231-929-9301 |
| Email: | MarkHerman@UpNorthFinancial.com |
| Website: | www.UpNorthFinancial.com |
About My Practice
Got Questions? We Have Answers!
Our team of professional has over 65 years of combined experience, and has been providing federal employees, like you, with comprehensive, personalized financial and investment planning since 1991. Up North Financial is a Registered Investment Advisory firm that provides on-going Fee-Based financial and investment planning services to help our clients achieve financial security and independence. If you would like to receive a complimentary initial retirement and investment plan, please contact us today. Thank you.
Offering Advice Since
1991
Areas of Specialty
Federal & Postal Employee Retirement Planning, FERS, CSRS, TSP
Comprehensive financial planning
Retirement planning
Investment planning and asset management
Budgeting and cash management
Licenses, Certifications, Education, and Affiliations
Designations: CFP®, MBA
Security Licenses: S65
Education: University of Chicago, MBA/Finance, University of Michigan, BS/Engineering, University of Arizona, Masters/Engineering
Investment Advisor Registration: Yes
Associations & Affiliations: Past President Rotary
Charges to Clients for Services
Fee for financial planning (initial, hourly, and/or retainer)
Fee based on percentage of assets managed
Complimentary Initial Financial and Retirement Plan
My Association with the Office or Firm
Owner/Partner
My Broker / Dealer Affiliation
Fidelity Investments as Custodian
